Order Execution

Price Improvement

Audited by Cole Barrett Topic: Order Execution

Cole Barrett's Reality Check

The Unvarnished Bottom Line

"Price improvement is how brokers prove they aren't robbing you on execution. If the public Ask is $50.00 and your broker fills your buy order at $49.98, that 2-cent difference went into your pocket instead of the market maker's pocket."

Interactive Simulator: Test the Math

Interactive Simulator: PFOF Arbitrage Drag

Shares Traded Per Month 2,000 Shares
Estimated Fill Slippage Cost
$40.00 / mo
Sub-optimal fill slippage
Wholesaler Extraction
$480.00 / yr
Sunk annual cost

Real-World Example: Scenario Breakdown

Examining the real numbers for: 1,000 shares of liquid US equity (NBBO: $100.00 Bid / $100.04 Ask)

Execution Metric SmartRouted DMA Execution (IBKR) PFOF Zero-Commission App
Fee / Rate $1.00 fixed fee $0.00 'free' trade
Spread / Buffer Filled inside the spread at $100.01 Filled at flat Ask ($100.04)
Execution / Status $0.03/share price improvement Zero sub-penny improvement
Total Cost / Result Saved $29.00 net vs. headline offer Overpaid $29.00 on entry

How Brokers Weaponize This Term

Brokers cite aggregated 'millions in price improvement' in PR reports, but fail to mention that 90% of that improvement goes to small, illiquid odd lots, while larger market orders are filled at the worst Ask.

Broker Evaluation Matrix

Cole Approves

Fidelity / Interactive Brokers: Audited SEC Rule 606 reports verifying consistent sub-penny price improvement on lit and dark venues.

Read Audit →

Cole Flags / Avoids

Gamified Retail Brokers: Low rate of price improvement on standard market orders.

View Trap Details →

Frequently Asked Questions

How does price improvement occur?

It occurs when orders interact with hidden midpoint limit orders on lit exchanges or when market-making wholesalers step inside the NBBO.

Is price improvement guaranteed on market orders?

No. The broker is only legally obligated to meet the NBBO, making price improvement an execution quality bonus rather than a statutory guarantee.